| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Mark A. Prior | General Counsel and Sec. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2024 | 22,857 | 121,902 (0%) | 0% | - | Common Stock | |
| Rodney Lastinger | President of Retail | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2024 | 25,000 | 129,854 (0%) | 0% | 0 | Common Stock | |
| Thomas John Fenton | Chief Credit Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2024 | 28,571 | 81,561 (0%) | 0% | - | Common Stock | |
| Timothy P. Santo | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2024 | 50,000 | 88,214 (0%) | 0% | - | Common Stock | |
| Warren A. Stephens | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 May 2024 | 5,242 | 5,242 | - | - | Warrant (Right to Buy) | |
| Stephens C Harriet | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 May 2024 | 5,242 | 5,242 | - | - | Warrant (Right to Buy) | |
| Norman L. Miller | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.45 per share. | 01 May 2024 | 58,096 | 1,079,792 (3%) | 0% | 3.4 | 200,431 | Common Stock |
| Douglas H. Martin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.74 per share. | 24 Apr 2024 | 1,000 | 58,894 (0%) | 0% | 3.7 | 3,740 | Common Stock |
| Timothy P. Santo | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.82 per share. | 24 Apr 2024 | 3,376 | 38,214 (0%) | 0% | 3.8 | 12,896 | Common Stock |
| Douglas H. Martin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.70 per share. | 19 Apr 2024 | 4,000 | 53,077 (0%) | 0% | 3.7 | 14,800 | Common Stock |
| Douglas H. Martin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.70 per share. | 19 Apr 2024 | 2,817 | 55,894 (0%) | 0% | 3.7 | 10,423 | Common Stock |
| Douglas H. Martin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.72 per share. | 19 Apr 2024 | 2,000 | 57,894 (0%) | 0% | 3.7 | 7,440 | Common Stock |
| Douglas H. Martin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.72 per share. | 19 Apr 2024 | 2,000 | 49,077 (0%) | 0% | 3.7 | 7,440 | Common Stock |
| Norman L. Miller | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.81 per share. | 01 Feb 2024 | 41,403 | 1,137,888 (3%) | 0% | 4.8 | 199,148 | Common Stock |
| Thomas John Fenton | Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.81 per share. | 01 Feb 2024 | 5,592 | 52,990 (0%) | 0% | 4.8 | 26,898 | Common Stock |
| Lastinger Rodney | President of Retail | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.81 per share. | 01 Feb 2024 | 9,123 | 104,854 (0%) | 0% | 4.8 | 43,882 | Common Stock |
| Prior Mark A. | General Counsel and Sec. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.81 per share. | 01 Feb 2024 | 5,518 | 99,045 (0%) | 0% | 4.8 | 26,542 | Common Stock |
| Norman L. Miller | Director, Interim President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.30 per share. | 10 Aug 2023 | 4,050 | 986,096 (3%) | 0% | 4.3 | 17,415 | Common Stock |
| Norman L. Miller | Director, Interim President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Aug 2023 | 170,069 | 990,146 (3%) | 0% | 0 | Common Stock | |
| Thomas John Fenton | Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.76 per share. | 06 Jul 2023 | 474 | 63,318 (0%) | 0% | 3.8 | 1,782 | Common Stock |
| Ann B. Gugino | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jun 2023 | 28,869 | 28,869 (0%) | 0% | 0 | Common Stock | |
| Rodney Lastinger | President of Retail | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.45 per share. | 03 Jun 2023 | 3,007 | 118,713 (0%) | 0% | 4.4 | 13,381 | Common Stock |
| Bobby L. Martin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 28,217 | 163,227 (0%) | 0% | 0 | Common Stock | |
| Douglas H. Martin | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 28,217 | 92,259 (0%) | 0% | 0 | Common Stock | |
| James H. Haworth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 28,217 | 72,024 (0%) | 0% | 0 | Common Stock | |
| Oded Shein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 28,217 | 74,176 (0%) | 0% | 0 | Common Stock | |
| William Schofman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 28,217 | 87,243 (0%) | 0% | 0 | Common Stock | |
| William E. Saunders | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 28,217 | 100,011 (0%) | 0% | 0 | Common Stock | |
| Karen Hartje | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 28,217 | 28,217 (0%) | 0% | 0 | Common Stock | |
| Norman L. Miller | Director, Interim President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2023 | 147,638 | 820,077 (2%) | 0% | 0 | Common Stock | |
| Timothy P. Santo | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2023 | 41,590 | 41,590 (0%) | 0% | 0 | Common Stock | |
| Norman L. Miller | Director, Interim President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.56 per share. | 06 Feb 2023 | 10,291 | 672,439 (2%) | 0% | 10.6 | 108,673 | Common Stock |
| Brian A. Daly | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.56 per share. | 06 Feb 2023 | 1,869 | 65,354 (0%) | 0% | 10.6 | 19,737 | Common Stock |
| Mark A. Prior | General Counsel and Sec. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.56 per share. | 06 Feb 2023 | 1,927 | 109,299 (0%) | 0% | 10.6 | 20,349 | Common Stock |
| George L. Bchara | EVP & CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.56 per share. | 06 Feb 2023 | 2,044 | 153,513 (0%) | 0% | 10.6 | 21,585 | Common Stock |
| Rodney Lastinger | President of Retail | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.56 per share. | 06 Feb 2023 | 2,780 | 120,230 (0%) | 0% | 10.6 | 29,357 | Common Stock |
| Norman L. Miller | Director, Interim President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 78,865 | 682,730 (2%) | 0% | - | Common Stock | |
| Norman L. Miller | Director, Interim President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.37 per share. | 01 Feb 2023 | 10,376 | 603,865 (2%) | 0% | 9.4 | 97,223 | Common Stock |
| Brian A. Daly | Chief Human Resources Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 18,402 | 45,351 | - | - | Performance Stock Units | |
| Brian A. Daly | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.37 per share. | 01 Feb 2023 | 2,143 | 48,821 (0%) | 0% | 9.4 | 20,080 | Common Stock |
| Brian A. Daly | Chief Human Resources Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 18,402 | 67,223 (0%) | 0% | - | Common Stock | |
| Mark A. Prior | General Counsel and Sec. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 21,030 | 50,016 | - | - | Performance Stock Units | |
| Mark A. Prior | General Counsel and Sec. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 21,031 | 111,226 (0%) | 0% | - | Common Stock | |
| Mark A. Prior | General Counsel and Sec. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.37 per share. | 01 Feb 2023 | 2,388 | 90,195 (0%) | 0% | 9.4 | 22,376 | Common Stock |
| George L. Bchara | EVP & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 42,061 | 87,526 | - | - | Performance Stock Units | |
| George L. Bchara | EVP & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 42,061 | 155,557 (0%) | 0% | - | Common Stock | |
| George L. Bchara | EVP & CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.37 per share. | 01 Feb 2023 | 4,432 | 113,496 (0%) | 0% | 9.4 | 41,528 | Common Stock |
| Rodney Lastinger | President of Retail | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 31,546 | 123,010 (0%) | 0% | - | Common Stock | |
| Rodney Lastinger | President of Retail | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.37 per share. | 01 Feb 2023 | 4,428 | 91,464 (0%) | 0% | 9.4 | 41,490 | Common Stock |
| Rodney Lastinger | President of Retail | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 31,546 | 82,478 | - | - | Performance Stock Units |